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Spring 2020 - FINRA Legal Extern (unpaid) - Enforcement (6966187)
Last Updated: 2019-11-06
Employer: FINRA
Location: Chicago, IL

The Externship Program for the Department of Enforcement is designed for students who have an interest in securities law and regulation. The Extern will assist attorneys and investigative staff to investigate and initiate enforcement actions against FINRA regulated firms and associated individuals (typically, stockbrokers). Externs perform a variety of tasks…

FINRA Spring 2020 Externship (Unpaid) Exchange Trade Product (6966186)
Last Updated: 2019-11-06
Employer: FINRA
Location: Chicago, IL

Externs will work with a team of Regulatory Analysts to review, analyze and investigate trading activity on major U.S. equity exchanges to identify violations of relevant rules and regulations, including federal securities laws and regulations, FINRA rules, and exchange rules. This is introductory-level professional work, in which incumbents are training…

Examiner - Market Regulation, TFCE (6959894)
Last Updated: 2019-11-04
Employer: FINRA
Location: Chicago, IL

The Examiner conducts routine reviews of low to moderate complexity in search of unusual market activity for evidence of violations of applicable federal securities laws and FINRA rules and regulations. This is junior-level professional work in which incumbents are developing in their assigned roles, enhancing newly-learned skills, and working under…

Senior Examiner - Market Regulation - TFCE - Chicago, IL (6932345)
Last Updated: 2019-10-22
Employer: FINRA
Location: Chicago, IL

We Work to Protect Investors. Join our Team.

The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Senior?Examiner?opening in Chicago, IL. To be considered for this position, please submit your resume through our career site at?www.finra.org/careers?? no phone calls, please.

Legend

  • Registered Apprenticeship