at ABN AMRO Clearing Chicago LLC in Chicago, Illinois, United States
Job Description
Compliance Officers for Chicago, IL location. Perform compliance tasks including providing regulatory advice, drafting and implementing policies and procedures, communicating with regulators and conducting compliance testing and reporting. Participate in the development and maintenance of comprehensive written supervisory procedures and related supervisory control review. Provide analysis and resolution on compliance-related matters, and identify and communicate regulatory change. Assist in conducting on-going surveillance, reviews and testing, and ensure maintenance of proper documentation of all reviews conducted by the compliance department. Assist with the coordination of examinations with various government and regulatory organizations. Conduct mandated regulatory reviews. Approve new accounts. Assist in internal examinations, including follow-up actions. Participate in development and delivery of employee training, including continuing education. Remote work may be permitted within a commutable distance from the worksite, in accordance with company policy.
