Senior Director, Lead AML Advisor - Commercial Ban

at Capital One in Chicago, Illinois, United States

Job Description

Center 3 (19075), United States of America, McLean, Virginia

Senior Director, Lead AML Advisor - Commercial Bank

Capital One is a leading banking and technology company seeking to reimagine banking. One of our key risk management priorities is to continue to transform our AML and Sanctions program to enable rigorous, nimble, and sustainable AML and Sanctions risk management, delivered through partnership between the first second and third lines of defense, tailored to Capital One's products, services, risks, and capabilities.

The Senior Director, Lead AML Advisor for Capital One's Commercial Bank performs a key risk management role to help ensure corporate initiatives and Commercial line of business products, services, and processes comply with applicable laws and regulations. This position will report to the VP, AML Advisory, who in turn reports to Capital One's Chief AML Officer (CAMLO).

We are seeking a candidate with deep AML subject matter expertise, excellent leadership, decision-making, and communication skills, a team-first mentality, proven operational effectiveness, and vision to help lead Capital One's AML program and department. The successful candidate will lead a team of dedicated AML risk managers aligned to Commercial Bank, with the goals of providing holistic end-to-end risk management, producing optimal risk management outcomes, and elevating our AML program to a position of preeminence in the field. To accomplish these objectives it will be critical that this person possess significant experience in financial products and services and the ability to drive outcomes with business, technology, operational, and audit partners as well as external stakeholders.

The successful candidate will be a visible leader who will represent the company and its AML program with business and risk management leaders as well as external regulatory authorities. An executive presence, excellent written and verbal communication, influencing skills, and the ability to adapt and be effective in the progressive, dynamic Capital One culture are essential to success in this role.

Key Responsibilities

Provide risk management consultation to Commercial Bank and its Executives on conducting risk assessments, identifying and mitigating risk, developing mitigation plans, managing business initiatives, and other risk management and control activities

Provide senior management with effective, credible and grounded challenge regarding money laundering and AML regulatory risk and control management, ensuring management is making informed and appropriate risk decisions, and allocating appropriate attention and resources to risk management

Influence senior management to drive realization and mitigation of new and emerging risks

Provide leadership across broader AML department for program enhancement and associate development

Strong Business Judgment

Strong business judgment, analytical acumen, and the ability to evaluate complex, multi-dimensional situations and risk characteristics and to formulate appropriate compliance recommendations and advice

Proven capability to influence and build consensus among peers and senior leadership leveraging sound logic and analysis

Communication

Highly developed interpersonal, presentation, and communications skills (both verbal and written)

Ability to communicate effectively at all levels of the organization, as well as with external parties (such as regulators and consultants)

Basic Qualifications:

Bachelor's degree or military experience

At least 10 years in legal, or compliance, or risk management or regulatory experience in consumer financial services

At least 7 years of experience with financial services industry

At least 7 years of people management experience

Preferred Qualifications:

At least 7 years of experience structuring information for senior audiences

At least 10 years of experience as a Risk Manager or Assurance within the financial services or tech industry

Experience as a financial regulator preferred but not required

Operational... For full info follow application link.

Capital One is an equal opportunity employer committed to diversity in the workplace. Capital One promotes a drug-free workplace. 

All qualified applicants will receive consideration for employment without regard to gender, race, color, religion, national origin, sexual orientation, protected veteran status, or disability status.

Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23-A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901-4920; Newark, New Jersey Ordinance 12-1630; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries.