Compliance Analyst

at Teksystems in Chicago, Illinois, United States

Job Description

Description:

The selected candidate will work in partnership with a senior associate and will support the team managing regulatory governance projects in accordance and FINRA requirements.

Role Responsibilities:

- Registering all individuals for current roles in according with FINRA

- Monitor and ensure items such as registrations, licenses, exams, study orders, continuing education requirements are all accurate and on time

- Track and follow up on outstanding compliance requirements

- Handle ad hoc FINRA Inquiries

- Analyzing data downloads

Skills:

compliance, security, information security, risk management, cyber security

Top Skills Details:

compliance,security,information security,risk management,cyber security

Additional Skills & Qualifications:

Must Have Skills:

- 5 years experience within Security, Compliance and Regulatory Governance

- MS Office experience (Excel, Word etc)

- Organized and able to multitask

- Able to think outside the box when a solution is needed (candidates should be able to apply their process knowledge but then think on their feet to solve problems strategically)

Nice to Have Skills:

- Bachelor’s degree or MBA

- Exposure to FINRA gateway

- Knowledge of U4/U5 forms

- Experience with National Futures Association

We’re partners in transformation. We help clients activate ideas and solutions to take advantage of a new world of opportunity. We are a team of 80,000 strong, working with over 6,000 clients, including 80% of the Fortune 500, across North America, Europe and Asia. As an industry leader in Full-Stack Technology Services, Talent Services, and real-world application, we work with progressive leaders to drive change. That’s the power of true partnership. TEKsystems is an Allegis Group company.

The company is an equal opportunity employer and will consider all applications without regards to race, sex, age, color, religion, national origin, veteran status, disability, sexual orientation, gender identity, genetic information or any characteristic protected by law.